關於「SFA 04-N09」標籤，搜尋引擎有相關的訊息討論：

Notice SFA 04-N09 Minimum Entry and Examination Requirements ...。

How to qualify to be a representative, or appoint a representative, to conduct regulated activities under the Securities and Futures Act (SFA)： 。

[PDF] SFA Notice on Minimum - SECURITIES AND FUTURES ACT (CAP ...。

2020年4月8日 · [SFA 04-N09 (Amendment) 2010]. (b) application of the Capital Markets and Financial Advisory Services. Examination requirements to ...： 。

MAS seeks comments on draft notices on competency requirements ...。

2020年9月18日 · Currently, appointed representatives under the FAA and the SFA ... and Exempt Financial Advisers (“FAA Notice”) and SFA 04-N09 Notice on ...： 。

Recognition of Core Securities and Futures Act (SFA) CPD courses。

2018年12月14日 · With the recent amendment to the Securities and Futures Act (SFA 04-N09), all appointed representatives of Capital Market Services (CMS) ...： 。

[PDF] China%20Development%20Bank_Pricing%20Supplement%20_ ...。

2020年11月27日 · MAS Notice SFA 04-N12: Notice on the Sale of Investment Products and MAS Notice ... Macau Special Administrative Region and Taiwan; all.。

0001193125-11-009537.txt - SEC.gov。

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